## Introduction

Working on one of the tasks, I have encountered a simple problem: finding the best method for dealing with a selection of array indices. The issue is: if you want simple selection of indices, you may wish do put extra boolean field in each element or create a vector of bool. But if this selection is quite sparse, the iteration through all the elements will be slow. Obviously, in this case an array of indices can be generated. But then there is an issue with updating this array: even if a sorted array is not needed, it is faster to search through a sorted array (to avoid duplication of elements). But inserting an element into a sorted array is pricey.

I this article I will be covering three implementations of sparse sets of integers, comparing them with existing containers, including the Boost dynamic bitset.

The code was tested in Microsoft Visual C++ 14 CTP, GNU C++ 4.9 and Clang C++ 3.5.

## What Containers Shall We Consider?

Let's look at the list of existing containers we may wish to consider. The obvious ones in C++11 [1] are: `std::vector<bool>`

, `std::bitset`

. Since `std::vector<bool>`

uses internally a collection bits, it would be wise to compare is against a collection of bytes: for instance, `std::vector<char>.`

Although `std::set<T>`

designed for various types, not only integers and is not that efficient. But it would be appropriate to consider it. I like it's design: it provides a convenient iterator, which allows to scan through the “selected” elements. And, in general, I think its collection of methods is the most appropriate. In contrast, std::vector<bool> provides an iterator, but it scans through all the elements (true and false), instead of only the “selected” ones (whose values are true). `The std::bitset `

container does not have an iterator. There is also the Boost dynamic bitset, which is similar to to `std::bitset`

: it does not have an iterator, but provides methods for fast scanning through the selected elements.

You may wish to look at the BitMagic bitvector as well [3]. I am not going to discuss it in this article.

# Proposed Design of Sparse Set Containers

As I mentioned before, I consider the std::set<T> design the most appropriate in terms of the methods and iterators provided. The following generic structure of a sparse set is proposed: the **size** and **count** methods have a different meaning than in the `std::set`

container; the** test **method is added.

class generic_sparse_set
{
public:
typedef ... value_type;
typedef ... size_type;
typedef ... iterator;
typedef ... const_iterator;
generic_sparse_set(size_type size);
generic_sparse_set();
void resize(size_type size);
void swap(generic_sparse_set& s);
bool insert(value_type i);
void erase(value_type i);
void erase(const iterator& it);
void clear();
size_type size() const;
size_type count() const;
bool test(value_type i) const;
bool empty() const;
const_iterator find(value_type i) const;
const_iterator lower_bound(value_type i) const;
const_iterator upper_bound(value_type i) const;
const_iterator begin() const;
const_iterator end() const;
};

Some methods are mentioned as optional: they may be inefficient to use or simply inappropriate (for example, using **lower_bound **for an unordered sequence). The iterator and constant iterator are the same classes: you can only scan through the elements of the set, you cannot change them while scanning.

## Sparse Set Implementations Provided

### The Unordered Sparse Set

This container is based on the article [4]. A good explanation of the algorithm is given in [5].

The implementation consists of two arrays (for instance, **std::vector **containers): one is **sparse** (an array of pointers), another is **dense (or D) **(an array of indices). In a value **v **is** **in the set, sparse[v] ==&dense[k], where dense[k] == v. In other words, *(sparse[v]) == v. But the index k is unimportant. In does not matter, what the value of the index is as long as, dense[k] = v.

A sample set, containing three values: 1,4 and 5 is shown in **Figure 1.**

**Figure 1**

The blue squares in the picture are **nullptr **values. Notice two important qualities:

- testing for presence of a value is easy:
**sparse[value] != nullptr**; - iterating through elements is easy as well: iterate through the array
**dense; **this is the fastest iteration you can ever get.

Let us consider the algorithm for adding an extra element **e**, where, for instance, **e**=2 (**Figure 2**)

**Figure 2**

We perform **dense.push_back(e)**. Then we perform **sparse[e] = &dense.back();**

Deletion is quite easy as well. We would like to delete element **k** = 1 (**Figure 3**).

**Figure 3**

When we handle the **dense** array we always delete the last element, which, in this case, contains 2. But we need to replace the value in the that we try to delete. So, ***(sparse[1]) = dense.back()**. This, means that now: **dense[1] == 2. **We have to adjust the value in sparse[2]: in general terms, we have to perform:

**sparse[dense.back()]** **= sparse[1]**;

After that, as all the necessary links are established, we can delete the elements:

**dense.erase(dense.end()-1); **

**sparse[1] = nullptr;**

We now get the state of the arrays as shown in **Figure 4**.

**Figure 4**

One final remark: although I do not consider sorting the **dense** array, it is possible to sort its elements. The necessary **swap(i,j)** algorithm can be easily written:

**std::swap(sparse[dense[i]],sparse[dense[j]]);**
**std::swap(dense[i],dense[j]);**

Using this swap, sorting can be easily implemented.

### The Bounded Set

This implementation is very close in functionality and speed to the Boost dynamic bitset. The difference is in the methods provided. The basic idea is that the values are stored as bits in an array (call it bit_array) of some base type. If, for example, the base type is a 32-bit integer, in order to test whether the i-th element is present one can write the following code:

bool test(value_type i)
{
return ((bit_array[i >> 5] >> (i & 0x1F)) & 1) != 0;
}

The implementation provides an iterator, which quickly skips zero bits.

This is obviously the most compact and rather efficient implementation. But scanning through the elements using the iterator is not as fast as in the unordered sparse set.

### The Sparse Set

This container tries to combine the best features of both containers discussed above: the efficiency and compactness of the bounded set with the fast iteration of the unordered sparse set. The basic approach is the same as in the bounded set, but the iterator is different. When an iterator is needed, a vector of integers is quickly constructed from the bit array. The advantages are as follows:

- if it is necessary to iterate several times (usually over 5 times) through all the existing values, the combined time of such scans start approaching that of the unordered sparse set;
- even when there is only one scan the timing is very close to that of the bounded set (or that of the Boost dynamic bitset);
- the elements are ordered (in contrast to the unordered sparse set);
- it is more efficient (except for scanning using an iterator) than the unordered sparse set (generation, testing for availability, deletion).

Benchmarks

### Overview

For benchmarks, I have considered mainly the following containers: `unordered_sparse_set, sparse_set, bounded_set, boost::dynamic_bitset, std::vector<bool>, std::vector<char>`

. In some tests, I looked at `std::bitset `

and `std::set<unsigned>`

as well. But the former is rather limited in terms of the range of values (I looked at the VC++ 2014 and GCC 4.9) that is can handle and, in general, slower than std::vector<bool>. The latter is simply rather slow. I have included their tests in the sample code, but I won't discuss them much.

The following tests were considered:

- creation of a container from prestored randomly generated numbers (with various
*densities; * the density is the ratio of the number of available elements to the length of the iterval; it's is usually expressed in percents); - random access;
- repeatedly scanning through all the elements (number of scans considered: 1, 5, 20);
- deletion of the elements using prestored numbers.

In order to make sure that we compare like with like, the number generator was reset in each test.

The results were obtained in Microsoft Visual C++ 14 CTP compiled for 32-bit.

### Generation of elements

The results are shown in **Figure 5**. The highest length used in the tests was 50,000,000.

**Figure 5**

The timing for the bounded set, `std::vector<bool>`

, sparse set are parctically the same. The Boost dynamic bitset is rather close as well. The unordered sparse set shows the slowest time. It is due to the size of the data structures is uses and the complexity of adding a element. Both the unordered sparse set and `std::vector<char>`

seem to be affected by the cache issues.

### Random access

The nature of all the containers is question is such that random access does not depend on the number of elements, but only on the length of the intervals involved and the number of steps (trials). In **Figure 6**, you can see the results of benchmarks with 10,000,000 steps for various lengths of the intervals.

**Figure 6**

Here again, as before, the unordered sparse set shows the worst performance, especially when the length is above 1,000,000, followed by the `std::vector<char>`

. The issue here is only cache: the random test code is very simple. You may notice that they perform practically the same as other containers when the interval length is about 100,000.

You may ask the question: why do we consider the unordered sparse set at all? It hasn't so far shown better performance than other containers. I would suggest you read the next section.

### Scanning through all the elements

Here is the benchmark of scanning through all the 100,000 for various interval lengths (**Figure 7**). You may see that the speed depends on the density for most of the containers, except the unordered sparse set. The unordered sparse set shows the best peformance. The graph also shows the difference in peformance of the sparse set when the number of scans increases.

**Figure 7**

When the scans are repeated about 20 times the performance of the sparse set is very close to that of the unordered sparse set. But even with one scan, the sparse set performs the same (or almost the same) as the other bitmap containers. You see that both `std::vector<bool>`

and `std::vector<char> `

are "struggling".

### Speed of random deletion

**Figure 8** show the speed of random deletion using the prestored collection of randomly generated values.

**Figure 8**

Here again both the unordered sparse set is struggling with cache has to deal with the complexity of its deletion operation.

### The Eratosthenes sieve test

This test runs several independent 200 Erastosthenes seive calculations. It does not involve much scanning without altering the values, except for the last step, where it counts prime numbers in the given interval. The containers that are struggling with random access and deletion have obviously performed the worst. But here I have included `std::bitset`

and` std::set<unsigned>`

where I could. The results are shown in **Figure 9**.

**Figure 9**

Here the Boost dynamic bitset, bounded set and sparse set have performed the best. The worst was the `std::set<unsigned>`

. As I mentioned before, this container is not really good for storing integers, unless we are dealing with very wide ranges of values. I am surprised that `std::bitset`

was not really good and did not allow to store many values. The vector of bool showed a rather good performance.

## The Included Tests

The included tests are self-explanatory. You can do your own measurements. I have noticed that in some of the tests timings may differ sometimes over 10% from run to run. At the beginning of the file there are the following lines:

#ifdef USE_BOOST
#include "boost\dynamic_bitset\dynamic_bitset.hpp"
#endif
const unsigned steps = 100000000;
const unsigned repeat = 5;

If you want to use Boost you can uncomment the USE_BOOST define. The `steps `

constant defines the number of steps (trials) used in the random access tests. The `repeat `

constant defines the number of scans in the iteration tests.

## References

[1]. http://www.open-std.org/jtc1/sc22/wg21/docs/papers/2012/n3337.pdf

[2]. http://www.boost.org/

[3]. http://bmagic.sourceforge.net/

[4]. Briggs, P., Torczon, L.: *An efficient representation for sparse sets*. ACM Letters on Programming Languages and Systems 2(1–4), 59–69 (1993)

[5].http://cp2013.a4cp.org/sites/default/files/uploads/trics2013_submission_3.pdf

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